The CIF license of PFX Financial Professionals Ltd has been suspended by the Cyprus Securities and Exchange Commission until the 24th of December 2016. Please click here

Legal documents

For the purpose of easy access, in this section we've collected all the documentation necessary for a successful partnership. All documents are available in the universal format PDF that can be opened on any modern computer or gadget. You can print them out or read from the screen.

Many of the documents presented here are certificates and licenses. If you may want to check our credibility, here you can see our license for the provision of financial services. For the same purpose, we have posted the terms and conditions of our work, including the statements that concern the safety of your funds. For traders, we recommend to take a look at our order execution policy. This will clear up many questions about the way we handle transactions.

The asset management section contains all the necessary and exhaustive information that every investor need to know. We have prepared individual information sheets for PAMM and portfolio investors. The information is stated in the most detailed manner and fully complies with international and European standards.

License for the provision of financial services

License (Greek) License (English)

Disclosure and Market Discipline

Preview 2013 Preview 2014 Preview 2015

Client Account Opening Agreements

Client Agreement - Terms & Conditions of Business

Previous version November 2016

Risk Disclosures for Financial Instruments & Investment Services

Preview Download

Client Application Form - Individual Account

Preview Download

Client Application form - Corporate Account

Preview Download

Business Terms and Policies

Client Categorization Policy

Previous version November 2016

Conflicts of Interest Management Policy

Previous version November 2016

Complaints Handling Procedures

Previous version November 2016 Form

International Personal Data Protection Policy

Preview Download

Investor Compensation Fund Adherence Statement

Previous version November 2016

Money Laundering Prevention Policy

Preview Download

Order Execution Policy

Previous version November 2016

Asset Management Agreements

Terms & Conditions for Portfolio Management Services

Preview Download

PAMM Account Terms

Preview Download

Suitability and Appropriateness Test Policy

Preview Download

Suitability and Appropriateness Test (Client Profile)

Preview Download

We would like to remind you that although trading of derivatives on margin may offer many benefits, it is important to note that it also carries a high level of risk. Please click here to read our full ‘Risk Disclosure’ and ‘Risk Disclosures for Financial Instruments & Investment Services’.

RISK WARNING: Trading of complex financial products, such as Stocks, Futures, Foreign Exchange ("Forex"), Contracts for Difference ("CFDs"), Indices, Options, or other financial derivatives, on "margin" carries a high level of risk, and may not be suitable for all investors. The possibility exists that you could sustain a loss of some or all of your initial investment and, therefore, you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with trading these markets, and seek advice from an independent financial advisor if you have any questions or doubts. Please carefully read our full "Risk Disclosure" and "Risk Disclosures for Financial Instruments & Investment Services". FXFINPRO Capital is the trading name of PFX Financial Professionals Limited, a limited liability company formed under the laws of Cyprus, registered with the Registrar of Companies in Nicosia, Cyprus, under nr. HE 237840 and regulated by the Cyprus Securities and Exchange Commission with license number 193/13.
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The CIF license of PFX Financial Professionals Ltd has been suspended by the Cyprus Securities and Exchange Commission until the 24th of December 2016. Please click here
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